PART C: ESTABLISHMENT (ACCOUNTS) SECTION

      

 

15.40   Responsibilities of Establishment (A/c) Section- The items of work allotted to Section are as follows:

 i)         Preparation of salaries and allowances bills of Officers/Staff of the Secretariat.

    ii)         Preparation of bills relating to travelling allowance, Air Travel Bills, Leave Travel Concessions, and Reimbursement of Tuition Fees, Honorarium, Reimbursement of Medical Expenses and Children Education Allowance Bills in respect of the Officers/Staff.                   

iii)        Preparation of contingent bills including reimbursement and maintenance of Contingent Registers.

   iv)        Recovery of Electricity Bills.

    v)        Reimbursement bills of Gazetted Officers on the purchase of    News Papers/Magazines.

   vi)        Audit Objections, if any.         

  vii)        Assessment of Income Tax.

 viii)        General Provident Fund Cases.

   ix)         CGEGIS cases.

    x)         Grant of advance in respect of:

                -G. P. Fund

                -Purchase of Motor Vehicles/Scooters/Bicycles/Computers/Fan etc.

                -Festival Advance

                -LTC/TA.              

xi)             OTA Bills of Non-Gazetted staff.

xii)            Attachment of salary on court orders.

xiii)          Calculation of Interest on HBA.

          

15.41      Procedures adopted for disposal of Work- Cases are dealt with keeping in view the provisions of General Financial Rules-1963, Fundamental Rules, Supplementary Rules and the Govt. of India's Orders, adopted in the Secretariat from time to time and in the light of the Rules/Regulations/Instructions on the subject concerned. 

 

                The bills/challans in respect of various payments/receipts are approved by DDO. However advances of different types and withdrawals from the GPF are approved at the level of Director (Admn) /Joint Secretary as per prescribed rules and guidelines.

               

In exercise of the powers conferred under Rules 13(3) of the Delegation of Financial Powers Rules, 1978,as applicable to the Rajya Sabha Secretariat, the financial powers being exercised    by Secretary-General are delegated to the Additional Secretary/Joint Secretary     and Director (Administration) as per orders issued from time to time and presently defined as follows:

 

Part A -   CONTINGENT EXPENDITURE

 

S.No./ Item No.

Expenditure

Authority to whom

 power is delegated

Monetary limit if any

  Remarks

(1)

      (2)

                (3)

            (4)

       (5)

1.

Bicycle

 

 

 

(a)

Fresh purchase

 Deputy Secretary (E)

Full powers

 

 

(b)

Repair and Maintenance

 Under Secretary (E)

Rs. 1,000/- in each case

Subject to condition that –

(1) the repairs are through

 approved contractor

(2) amount of repair  shall not

exceed 20% of the cost.

(2)

Conveyance Charges

 

Deputy Secretary (E)

Full powers

 

(3)

Expenditure on Electricity and Water

 

 

 

(a)

Claims relating to Members of Parliament

Controlling Officer as specified in MS&A Act

Full powers

Subject to entitlement of Members

as per rules laid down from time to time

 

(b)

Claims relating to the Rajya Sabha Secretariat

 Additional Secretary

 Director (A)

 Deputy Secretary (E)

 Rs. 5 lakh

 Rs. 1 lakh

 Rs. 50,000

 

(4)

Fixtures and Furniture

 

 

 

(a)

New Purchases

 

 Additional Secretary

Director (A)

Deputy Secretary (E)

 Rs. 5 lakh

Rs.  1 lakh

Rs. 50,000

 

(b)

Repair and Maintenance

   Director (A)

 

 

Rs. 1 lakh

 

 

Subject to monetary limit of Rs. 1

 lakh, otherwise the sanction of next

higher authority is required.

(5)

Legal Charges

 

 Additional Secretary

Director (A)

Deputy Secretary (E)

 Rs. 5 lakh 

Rs.  1 lakh

Rs. 50,000

As per rates approved by

Secretary-General and subject to

clearance of case for contesting

 etc. by Secretary-General.

(6)

Motor Vehicles

 

 

 

(a)

Purchase

 Additional Secretary

Full powers

 

(b)

Repair and Maintenance

   Director (A)

 

 

 

Full powers

 

 

Subject to condition that: -

 

i) the monetary limit of Rs. 1 lakh

should not be exceeded otherwise

the sanction of the next higher authority

 is required.

ii) the repairs are through approved

contractor.

(c )

Petrol, Oil and other lubricants

Additional Secretary

 

Full powers

 

 

(7)

Petty works and Repairs

Director (A)

Full powers

 

 

(8)

Post & Telegraph Charges including expenditure on service postage stamps, money orders, Franking Machines, Telex, Tele-printers etc.

 Additional Secretary

Director (A)

Deputy Secretary (E)

 

 Rs. 5 lakh 

Rs.  1 lakh

Rs. 50,000

 

(9)

Printing and Binding

a)  For Members

b) For Secretariat

 

 

Controlling Officer as specified in MS&A Act

Director (A)

 

Full powers

 

Full powers

 

(10)

Telephones

 

 

 

 

(a)

For Members and Officers of Parliament

 

 

 

 

Expenditure on local and inland trunk calls

 

Controlling Officer as specified in MS&A Act

 

Full powers

Subject to entitlement of Member

 as laid down from time to time in

 the MS&A Act

(b)

For Rajya Sabha Secretariat

 

 

 

                    (i) Sanctions for          Director (A)

                    new connections

                    within the office,

                    shifting of

               telephone

Full powers

 

 

(ii)  Sanctions for new residential connections

 Additional Secretary

 

Full powers

 

 

 

(iii)  Expenditure on local and inland trunk calls, trunk calls (foreign)

 Additional Secretary

 

 Rs. 5 lakh

 

Subject to certificate by the

respective officers that the

calls were for official purposes.

 

(11)

Honorarium

 

 Director (A)

 

Full powers

 

As per the scales laid down

(12)

Purchase of Stationery

 Addl. Secretary

 Director (A)

Deputy Secretary (E)

Rs. 5 lakhs

 Rs. 1 lakh

Rs. 50,000

 

 

(13)

Supply of uniforms, badges and other articles of clothing

 

 Additional Secretary

Director (A)

 

Rs. 5 lakhs

Rs. 1 lakh

 

 

(14)

Purchase of new towels and curtains and washing and maintenance thereof

 Director (A)

Full powers

 

 

(15)

Purchase of typewriters, calculators, photocopiers and such other equipment required by office

 Additional Secretary

Director (A)

Deputy Secretary (E)

 

 Rs. 5 lakh 

Rs.  1 lakh

Rs. 50,000

 

(16)

Repairs and maintenance of machines

 Director (A)

Full powers

 

Subject to award of annual

contract whenever maintenance

 services are called for.

(17)

C.P.W.D (Works)

 Additional Secretary

 

Full powers

 

 

(18)

Research & Library

 

 

 

(a)

Purchase of Books

Additional Secretary

Full powers

 

(b)

Purchase of dailies and periodicals

 

Additional Secretary

Full powers

 

 

 

 

 

Part B – Loans and Advances to Government Servant

 

1.             Advance/withdrawals from G.P.F.

 

(a)            Non-refundable                       Additional Secretary                               - Rs. 5 lakhs

                withdrawals                            Director (A)                                            - Rs. 1 lakh

                                                                Deputy Secretary                                   - Rs. 50,000

(b)           Advance                                  Additional Secretary                               - Rs. 5 lakhs

                                                                Director (A)                                            - Rs. 1 lakh

                                                                Deputy Secretary                                   - Rs. 50,000

 

2.             Advances for purchase of motor-car/motorcycles

               

(a)            Motor Car                               Additional Secretary                               Full powers

(b)           Motor Cycle/Scooter              Director (A)                                            Full powers

                other two wheelers

 

3.             Grant of advance in connection with LTC  Deputy Secretary (E)         Full powers

 

4.             Festival Advance                    Deputy Secretary (E)                             Full powers

 

5.                    Advance to families of Government

        Servants who die in service     Director (A)                                            Full powers

 

6.             Computer Advance                Director (A)                                            Full powers

 

Part C -  Miscellaneous Expenditure

 

1.             Refreshment bills                    Additional Secretary                               Rs. 5 lakhs

                pertaining to Committee

                meetings, hospitality              Director (A)                                            Rs. 50,000

                expenses of Chairman,

                Deputy Chairman….

2.             Gift Items                               Director (A)                                            Full powers

3.             Provision of diaries,                Additional Secretary                               Full powers

                briefcases etc. to MPs

4.             Provision of diaries,                Director (A)                                            Full powers

                briefcases etc. to Officers

5.             Photographs, portraits            Director (A)                                            Full powers

6.             Closed circuit TV                    Additional Secretary                               Full powers

 

All other cases, not specified in the order will continue to require the sanction of Secretary-General. The exercise of powers is subject to the following conditions:

 

i)                     No expenditure on any item may be sanctioned unless sufficient budgetary provision thereof has been made;

ii)             Tenders and quotations shall be invited/obtained in accordance with the following scales on each occasion: -

 

Price Range

Procedure

(i)  Not more than Rs. 1000

From market by direct purchase after personal enquiry

(ii) Rs. 1000/- to Rs. 10,000

By obtaining atleast 5 quotations from listed, registered firms by telephone/letters

(iv)  Rs. 10,000 to Rs. 1,00,000

By invitation of sealed quotations from all firms listed/registered

(iv)  Rs. 1,00,000 and above    

By open tender through advertisement in two local newspapers – one in English and another in Hindi

iii)            In respect of purchases that can be made through Super Bazar, Kendriya Bhandar, State Emporia, Central and State Government Undertakings, proprietary items, etc. invitation of quotations is not necessary

iv)            Where, however, decision is taken for recorded reasons to purchase an item of particular brand or make, the purchase shall be made, as far as possible, directly from the manufacturer or the authorised dealer at the listed/quoted price of the manufacturer.  Such requests shall be carefully examined to see if such specified brand in stores could be procured at competitive prices by inviting quotations with similar specifications, to the users satisfaction.

v)             In respect of items of recurring nature, such as repairs and maintenance contracts etc. annual rate contracts shall be entered into, if the estimated value of such contract, based on the orders placed in the previous year, is expected to exceed Rs. 20,000/-.

vi)            In respect of items for which the delegation prescribes an annual limit of financial power under any category, a Control Register shall be maintained to record the sanctions and progressive expenditure there against.

vii)           Each Branch shall maintain a Register of Sanctions issued, wherein all sanctions to expenditure shall be recorded indicating the items to be purchased name of the authority who sanctioned the purchase, date of sanction, amount sanctioned, date of procurement of the material and date of despatch of the bill relating to the claim to the Estt.(A/Cs) Section  for arrangement of payment.

viii)          Sanctions for expenditure shall be recorded in the files under the signature of the officer competent to sanction the expenditure indicating the item number of delegation of financial powers from which the powers are derived.  At the time of forwarding the bills for payment, the name of the authority sanctioning the expenditure, the date of sanction, amount sanctioned and the file number in which the sanction has been accorded, shall be indicated in the bill or in the covering certificate.

ix)            All items that are purchased shall be taken to the appropriate stock account and the bills shall have a certificate clearly indicating the page number, item number, etc. of the Stock Register under the signature of the Executive Officer.

 

15.42      Specific Procedures for various cases-The bills processed in the Section relates to   Salary, TA/DA, LTC, Loans and advances, OTA, Honorarium, Medical reimbursement, Children           Education Allowance, Festival Advance   etc. The exercise of preparing salary bills pertaining to the entire Officers and staff of the Secretariat is undertaken and completed by the 22nd of each month, so as to ensure that the salaries are disbursed in the last working day of every month.

 

                Various Registers are maintained in the Section for proper record of accounts.  They are as follows:

 

i)             Pay Bill Register: Pay Bill Registers are opened financial year wise and category wise to keep record of salary paid every month to the Officers/Employees of the Secretariat. The format of the Pay Bill Register is as prescribed. The pay bills are prepared on the basis of details such as basic pay and increments received from Establishment (G) Section. Pay bills are prepared on computer and duly signed by DDO after making necessary entries and printouts thereof are taken out for onward transmission to P&AO.

               

ii)            HBA Register: The register records House Building Advances sanctioned to Officers/ Staff of the Secretariat. It also carries a record of disbursement of instalment of HBA and Interest calculated thereon. Instalments of HBA are fixed by the Establishment (G) Section and the recovery of HBA and Interest thereon, are made by the Section on monthly basis generally from the pay bill. Date of release of the various instalments are also shown/recorded in HBA Advance Registers. The initial data is fed into the PAMS software by Establishment (G) Section, and the Register is printed out employee wise from the data base for future updation of release of instalments. Rate of interest is intimated by Establishment (G) Section as per the fixation by the Government of India time to time. The format of HBA Advance Register is as under:

 

S. No.

Name and Designation of applicant

Amount of HBA

Rs.

Sanction Order No. & Date

Instalments

(No. of instalments)

Remarks (date of release of instalment)

 

 

 

 

 

 

 

iii)           CEA Register: It keeps a record of the payment of Children Educational Allowance to the employees of the Secretariat as per format given below:

 

Name & Designation

Name of Children

Class

Amount of Tuition Fee Reimbursed

Period

Signature of DDO

 

 

 

 

 

 

 

iv)            TA/DA Register: The record of TA/DA advances given to the employees are maintained in the Register. With the help of this Register, it is ensured that the advance taken is settled promptly within prescribed time. All TA/DA claims must be submitted within 15 days of completion of the journey failing which penal interest will be charged. The claims will mention the place of commencement of journey and distance from such place. The format is given as under:

               

S. N.

Name &

Designation

Purpose of

 Visit & Place

Sanction Order No. and Date

Amount Paid

As Advance

Adjusted in Bill No. on Date

Remarks

 

 

 

 

 

 

 

 

v)             Conveyance Charges Register: The Register will be maintained in the following format, for charges for each month: -

Month_________

 

S. No.

Name & Designation

Dates of Claim

Amount

Vouc